OEA/Ser.L/V/II.98
REPORT Nº 4/98
CASE 9853
CEFERINO UL MUSICUE and LEONEL COICUE
COLOMBIA (*)
April 7, 1998
I.
SUMMARY OF THE CASE
1. This
case involves the alleged arbitrary detention and mistreatment of Ceferino Ul
Musicue and Leonel Coicue, members of the Paez indigenous community located in
San Francisco, Toribio, Department of Cauca, Colombia.
A Colombian Army unit allegedly detained Mr. Ul and Mr. Coicue
arbitrarily on December 3, 1986. The
two individuals were held by the Army and forced to accompany the soldiers on
patrol until December 12, 1986 when they were released.
Members of the Army allegedly beat Mr. Ul and Mr. Coicue during the time
they were being held. Based on the
information submitted and its investigation and analysis in the case, the
Inter-American Commission on Human Rights (the "Commission") concludes
that the Republic of Colombia (also "Colombia", "the State"
or "the Colombian State") is responsible for violations of Articles 1,
5, 7, 8 and 25 of the American Convention on Human Rights (the
"Convention").
II.
PROCESSING BEFORE THE COMMISSION
2. The
Commission received the original petition in this case on January 23, 1987.
The Commission opened case No. 9853 on February 3, 1987 and sent the
pertinent parts of the petition to the Colombian State for its response.
3. On
March 18, 1987, the Commission received a communication from the State
requesting that the Commission not consider the petition on the grounds that the
United Nations Working Group on Enforced or Involuntary Disappearances had
initiated a proceeding in relation to a similar petition.
4. The
Commission reiterated its request for information regarding the petition on
March 4, 1988 and on July 11, 1988. In
its communication of July 11, 1988, the Commission informed the State that the
existence of a proceeding on a similar petition at the United Nations Working
Group on Enforced or Involuntary Disappearances did not preclude the Commission
from considering the petition.
5. The
State provided its answer in the case on September 5, 1988, informing the
Commission of the existence of a disciplinary proceeding related to the alleged
detention of Mr. Ul and Mr. Coicue.
6. On
March 22, 1989, the Commission requested information regarding the results of
the disciplinary proceedings and copies of medical evidence obtained in those
proceedings.
7. On
June 6, 1989, the State responded to the Commission's request for information
and provided copies of certain documents which formed part of the disciplinary
proceedings.
8. The
Commission again requested that the State provide information regarding the
status of the domestic investigations on June 25, 1991.
The State requested an extension of time to respond to this request,
which was granted on July 31, 1991.
9. The
State responded to the Commission's request for information on October 1, 1991.
In its October 1, 1991 communication, the State raised an objection to
the Commission's jurisdiction over the case based on a purported failure to
exhaust domestic remedies.
10. In a
communication dated November 12, 1996, the Commission again asked the State to
inform the Commission regarding the status of the domestic proceedings and to
provide other information.
11. The
Commission reiterated its request to the State for information on March 31,
1997. In that same communication,
the Commission informed the State that it had decided to place itself at the
disposition of the parties for the purpose of seeking a friendly settlement of
the case. The Commission
communicated to the petitioner its decision to place itself at the disposition
of the parties for the purpose of arriving at a friendly settlement on the same
date.
12. On May
5, 1997, the State sent a response to the Commission's request for information
of November, 1996. The information
sent by the State included a copy of the decision reached in the domestic
disciplinary proceedings.
13. In a
communication dated June 19, 1997, the Commission requested further information
from the State regarding the domestic investigations which were carried out in
relation to the case. The
Commission received a response from the State on August 25, 1997.
III.
ANALYSIS
A.
Admissibility
1.
Procedure for Deciding Admissibility
14. The
State originally asked that the Commission not process this case on the grounds
that the United Nations Working Group on Enforced or Involuntary Disappearances
had begun processing a similar case. However,
in communication of July 11, 1988, the Commission clarified that it did not
consider that it was precluded from processing the case on these grounds. The State then ceased to object to admissibility on this
ground. In its response to the
Commission's communication of July 11, 1988, the State suggested that it would
address the Commission's position regarding the possible duplication in
proceedings at a later date. The
State never again addressed the point.
15. The
State later raised the question of compliance with the requirement of exhaustion
of domestic remedies, presumably as an objection to the admissibility of the
petition. However, the State raised this objection for the first time
in its communication dated October 1, 1991, more than four years after the
Commission opened the case. The
State had already provided three previous response briefs in the case before
raising this objection. The
Inter-American Court of Human Rights (the "Court") has repeatedly
noted that an objection based on non-exhaustion of domestic remedies, "must
be made at an early stage of the proceedings by the State entitled to make it,
lest a waiver of the requirement be presumed."[1]
16. It is
thus not clear that the State has raised serious and timely objections to
admissibility in this case. The
Commission will therefore address the issues relating to admissibility only in a
brief manner and then will proceed to set forth the facts and state its
conclusions regarding the petition at issue, in accordance with Article 50 of
the Convention.
2.
Formal Admissibility Requirements
17. The
petition fulfills the formal admissibility requirements contained in the
Convention and the Regulations of the Commission.
In accordance with Article 47(b) of the Convention, the Commission is
competent to examine this case as it alleges violations of the Convention. As to the requirement of Convention Article 47(d), the
Commission has received no information indicating that the subject of the
petition duplicates a petition previously examined by the Commission.
18. The
State's original objection to this case, based on the existence of the
proceeding before the United Nations Working Group on Enforced or Involuntary
Disappearances, was made in reliance on Article 46(1)(c) of the Convention.
That provision requires, for the admission of a petition, "that the
subject of the petition or communication is not pending in another international
proceeding for settlement."
19. The
Commission has made clear that it will not refuse to take up a petition on
Article 46(1)(c) grounds when the proceeding which has been initiated before
another international organization will not result in a decision regarding the
specific facts of the petition presented to the Commission or will not provide
an effective remedy for the violation alleged.
In this connection, the Commission considers that it is not precluded
from carrying out its own proceedings where the proceeding before the other body
is not of the same quasi-judicial nature as that carried out by the Commission.[2]
The Commission's proceedings result in a merits determination as to State
responsibility for human rights violations and, where State responsibility is
found, in the formulation of specific recommendations to repair the human rights
situation. The Commission does not find a basis for inadmissibility,
pursuant to Article 46(1)(c), where the other international proceeding invoked
does not provide similar relief. The
Commission has previously held that, pursuant to these standards, the processing
of a petition by the United Nations Working Group on Enforced or Involuntary
Disappearances does not preclude the Commission from processing a petition
presented to it which addresses the same facts.[3]
3.
Time for Filing the Petition
20. The
State has never alleged that the petitioners presented their claim to the
Commission outside of the relevant time period for the filing of a petition
provided for in Article 46(1)(b) of the Convention and Article 38 of the
Regulations of the Commission.[4]
The Commission therefore determines that the case is admissible without
reference to the question of the time period in which the application was
submitted.
4.
Friendly Settlement
21. In
accordance with Article 48(1)(f) of the Convention, the Commission, in a letter
to the parties dated March 31, 1997, offered to place itself at their disposal
for the purpose of arriving at a friendly settlement.
The Commission requested a response to its communication within 30 days.
No response was received from the petitioners.
The State indicated, in its communication of August 25, 1997, that it did
not consider the friendly settlement of the case to be possible at the moment. It has thus not been possible to initiate a friendly
settlement proceeding in this case. The
Commission notes, however, that the parties may at any moment during the
processing of a case in the inter-American system decide to enter into friendly
settlement negotiations, notwithstanding an initial decision by either of the
parties not to engage in that exercise.
5.
Exhaustion of Domestic Remedies
22. Article
46(1)(a) specifies that admission of a petition requires that "remedies
under domestic law have been pursued and exhausted in accordance with generally
recognized principles of international law."
The State has mentioned two domestic proceedings in relation to its
argument that domestic remedies have not been exhausted.
First, the State has made reference to the disciplinary proceedings
initiated to investigate the possible arbitrary detention and mistreatment of
Mr. Ul and Mr. Coicue.[5]
Second, it has made reference to the contentious-administrative complaint
process as a domestic remedy which should have been exhausted in this case.[6]
23. The
Commission considers that the domestic disciplinary proceeding has been
exhausted to the extent possible. That
proceeding was originally initiated on February 16, 1987 by the Second Delegate
Procurator for Judicial Police and Human Rights ("Procuraduría Segunda
Delegada para Policía Judicial Derechos Humanos").
It was subsequently transferred to the Delegate Procurator for the
Military ("Procuraduría Delegada para las Fuerzas Militares") on
January 22, 1988. On July 12, 1990,
the Delegate Procurator for the Military issued a decision closing the
disciplinary investigation and abstaining from filing formal charges.[7]
24. The
State has noted that the decision states that the disciplinary proceeding might
subsequently be reopened. However,
the State has informed the Commission of no action in that regard and has not
notified the Commission of any further investigations carried out subsequent to
the decision issued in 1990. In
addition, as the decision makes clear, no further disciplinary proceedings may
be carried out once the statute of limitations has expired.
It would appear that the applicable statutes of limitations would have
expired, since ten years have elapsed since the events involved in this case
occurred. The State has not made
any argument to the contrary. The
Commission thus considers that the disciplinary proceedings have been exhausted.
25. Moreover,
even if the Commission accepted the State's argument that the
disciplinary proceedings have not concluded, the Commission would be
justified in concluding that an exception to the requirement of exhaustion of
domestic remedies applies in this case. Article
46(2)(c) of the Convention provides that the requirement of exhaustion of
domestic remedies does not apply where "there has been unwarranted delay in
rendering a final judgment." More
than ten years have passed since the events which originally formed the subject
of the disciplinary proceedings took place.
If the final definitive decision in the disciplinary proceedings remains
pending, then there has manifestly been excessive delay in the rendering of that
decision.
26. As to
the contentious-administrative remedy, the Commission refers to the
Inter-American Court's clear jurisprudence which indicates that those remedies
which must be exhausted are those which are adequate and effective.
Adequate remedies "are those which are suitable to address an
infringement of a legal right."[8]
The Commission reaffirms its conclusion, reached in other cases involving
Colombia, that the Colombian contentious-administrative proceeding is
"intended only as a means of supervision of the State's administrative
activity and to obtain compensation for damages caused by abuse of
authority."[9]
The Commission has clarified in those previous cases that the
contentious-administrative proceeding is generally not an adequate "means
of redress of human rights violations" and thus need not be exhausted in a
case such as this one.[10]
Accordingly, exhaustion of the contentious-administrative proceeding is
not a prerequisite for the admissibility of the present case.
B.
Merits
1.
Findings of Fact
27. The
Commission finds that members of the Colombian Army removed Mr. Ul and Mr.
Coicue from their homes and detained them on December 3, 1986.
The Commission further concludes that the Army held Mr. Ul and Mr. Coicue
and forced them to accompany an Army unit on patrol for nine days before
releasing them on December 12, 1986. These
findings are based on the testimony of Mr. Ul and Mr. Coicue.[11]
That testimony is consistent and has not been contradicted by any other
evidence in the record before the Commission.
28. The
State has never denied the facts of the detention.
In its response of October 1, 1991, the State did assert that the
domestic disciplinary proceedings had been closed, because the disciplinary
tribunal considered that no State agent was implicated in the events.
In making this reference, the State may have sought to allege, in this
case before the Commission, that State agents were not responsible for the
detention.
29. However,
the Commission notes that the disciplinary tribunal did not base its decision of
July 12, 1990 on a finding that State agents were not involved in the case. The decision of the Procurator General of the Nation
terminating the proceedings simply states that it had been impossible to
identify and locate the individual Army officials who were accused of carrying
out the detention of Mr. Ul and Mr. Coicue.[12]
The Commission considers that no evidence has been presented which would
controvert the testimony of Mr. Ul and Mr. Coicue suggesting that members of the
Army detained them.
30. The
participation of Army officials in the detention of Mr. Ul and Mr. Coicue is
further confirmed by the testimony of the judiciary police inspector
("inspector policía judicial") who carried out an early investigation
of the case. The police inspector
testified that the persons who detained Mr. Ul and Mr. Coicue were members of
the Colombian Army.[13]
31. The
Commission further concludes that Mr. Ul and Mr. Coicue were tied up and beaten
by the Army officials who held them. Mr.
Ul testified that he was tied up on several occasions as he was taken along with
the Army unit. He testified that,
on one occasion during his detention, a soldier hit him with a gun in the head.
On another occasion, he received three blows to the head at the hands of
a soldier.[14]
Mr. Coicue testified that the soldiers kicked him once and hit him with a
gun in his back.[15]
32. The
State has brought to the Commission's attention the fact that a physician issued
a certificate indicating that Mr. Ul did not have any scars or other signs of
having been beaten. However, the
Commission notes that the medical examination resulting in this certificate was
not ordered by the local officials investigating the case until November 28,
1987. It was finally carried out on
December 2, 1987, one year after Mr. Ul was detained by the Army.[16]
It is unlikely that the medical examination would find physical signs of
the blows and mistreatment described by Mr. Ul one year after the fact.
The Commission thus considers that the medical evidence is not
inconsistent with Mr. Ul's testimony. Mr.
Ul's testimony establishes that he was beaten, and the Commission finds no
reason to disregard that evidence and conclude that Mr. Ul did not suffer
physical blows at the hands of his Army captors.
33. The
State also asserts that Mr. Coicue told a representative of the Procurator
General's office that he had not been mistreated.
In response to a question as to whether Mr. Coicue had visited a hospital
or clinic and whether he had been given a certificate of medical unfitness or
handicap, Mr. Coicue did state that, "the Army people did practically
nothing to me." The Commission
understands that Mr. Coicue's response to the question indicates that he did not
suffer any serious harm as a result of his mistreatment which would have
required hospitalization or which would have resulted in a handicap.
However, Mr. Coicue had previously testified, as noted above, that he
received physical blows from the soldiers who held him.
The statements of the victim, when read together, indicate that he was
beaten, albeit without lasting injury.
34. The
Commission finally concludes that Mr. Ul and Mr. Coicue were also placed in
physical danger from armed combat during the time they were forced to accompany
the Army patrol. Mr. Ul testified
that he and Mr. Coicue were present when the Army patrol "had battles"
("tuvieron esos combates").[17]
Mr. Coicue testified that he accompanied the patrol as it
"verified" battles and that the soldiers dressed him in camouflage and
sent him to the front of the patrol so that he would be shot first in any
attack.[18]
In corroboration of these accounts, the police investigator who handled
the case testified that Mr. Ul and Mr. Coicue were detained and obliged to
accompany the Army patrol "so that they could serve as guides."[19]
2.
Conclusions of Law
a.
The Right to Humane Treatment
35. Pursuant
to Article 5 of the Convention, every person has the right to have his physical,
mental and moral integrity respected. Article
5 explicitly states that, "[n]o one shall be subjected to torture or to
cruel, inhuman, or degrading punishment or treatment."
36. The
Commission concludes that members of the Colombian Army violated the right to
humane treatment of Mr. Ul and Mr. Coicue in the present case.
The soldiers tied up Mr. Ul and beat both Mr. Ul and Mr. Coicue.
They further forced Mr. Ul and Mr. Coicue to accompany the Army unit near
and possibly even in combat situations, which inherently involved danger to the
physical safety of the two men. Whether
or not this treatment of the two victims was committed with a certain purpose
and whether or not it otherwise rises to the level of torture,[20]
it certainly compromised the physical integrity of the victims and constituted
cruel treatment in violation of Article 5 of the Convention.
b.
The Right to Personal Liberty
37. Article
7 of the Convention provides that every person has the right to personal liberty
and security. That Article provides
that, [n]o one shall be subject to arbitrary arrest or imprisonment" and
establishes that detentions may only be carried out in compliance with the
principle of legality, that is, pursuant to pre-established law.
38. The
Commission concludes that Mr. Ul and Mr. Colcue were arbitrarily detained and
deprived of their personal liberty by the Army officials who held them from
December 3 until December 12, 1987. The
detention of Mr. Ul and Mr. Colcue was carried out without an arrest warrant and
no legitimate rationale for the arrest, which meets with the requirement of
legality, appears on the record.
39. In fact,
the domestic tribunals initiated a disciplinary proceeding to investigate a
possible arbitrary detention[21]
and eventually ended the investigation without addressing the alleged arbitrary
detention. The investigation was
closed for an alleged lack of evidence regarding mistreatment suffered during
the detention and regarding the identity and location of the individual persons
responsible for the detention. However,
the legality of the detention was never demonstrated in that proceeding.
40. Because
of the arbitrary and illegal nature of the detention, the detainees
did not receive the opportunity to be taken without delay before a judge
and to invoke the appropriate procedures to review the legality of the arrest,
all in violation of Article 7 of the Convention.
c.
Obligation to Respect Rights
41. The
underlying violations found to have been committed in the instant case
demonstrate that the Colombian State has also failed to uphold the undertaking
set forth in Article 1(1) of the Convention "to respect the rights and
freedoms recognized herein." The
Court has held that:
Whenever a State organ, official or public entity violates . . . rights
[named in the Convention], this constitutes a failure of the duty to respect the
rights and freedoms set forth in the Convention . . . a State is responsible for
the acts of its agents undertaken in their official capacity and for their
omissions, even when those agents act outside the sphere of their authority or
violate internal law."[22]
42. In the
instant case, agents of the Colombian Army, under color of their official
authority as agents of the Colombian armed forces, arbitrarily detained and
mistreated Mr. Ul and Mr. Coicue. These
incidents resulted in the violation of rights guaranteed in the Convention, and
the Colombian State is responsible for those violations committed by State
agents in conjunction with a violation of Article 1(1).
d.
Denial of Justice
43. Subsequently,
Mr. Ul and Mr. Coicue were denied access to justice and an effective legal
remedy in relation to the violations they suffered.
The Colombian State failed to fulfill its obligations to ensure the human
rights of Mr. Ul and Mr. Coicue.
44. Articles
8 and 25 of the Convention provide individuals with the right to access to
tribunals, the right to pursue and be heard in judicial proceedings and the
right to a decision by the appropriate legal authority.
Article 25(1) of the Convention sets forth that:
Everyone has the right to simple and prompt recourse, or any other
effective recourse, to a competent court or tribunal for protection against acts
that violate his fundamental rights recognized by the constitution or laws of
the state concerned or by this Convention. Article 8(1) of the Convention
provides that every person has the right to be heard "with due
guarantees" and within a reasonable time by a competent and independent
tribunal.
45. In
addition, the second obligation of the State under Article 1(1) of the
Convention is to "ensure" the free and full exercise of the rights
recognized by the Convention. This
obligation implies:
the duty of the States Parties to organize the governmental apparatus
and, in general, all the structures through which public power is exercised, so
that they are capable of juridically ensuring the free and full enjoyment of
human rights. As a consequence of
this obligation, the States must prevent, investigate and punish any violation
of the rights
recognized by the Convention and, moreover, if possible attempt to
restore the right violated and provide compensation as warranted for damages
resulting from the violation of human rights.[23]
46. The
State has not complied with its duty to investigate, punish and compensate in
relation to the violations which Mr. Ul and Mr. Coicue suffered.
Nor have Mr. and Mr. Coicue been provided with an adequate opportunity to
be heard and effective access to legal recourse.
47. The
family members of Mr. Ul and Mr. Coicue notified the local authorities soon
after the two victims were taken away by the Army and before they were released.[24]
There exists no information in the record before the Commission
indicating that any investigation or other action was initiated at that time,
despite the fact that the two victims were considered disappeared until they
were eventually released and returned home.
No criminal proceeding was ever initiated in relation to this matter.
48. A
disciplinary proceeding was not initiated in the case until February of 1987,
several months after the events occurred. The
disciplinary investigation was terminated on July 12, 1990 for supposed lack of
evidence, and thus no person was sanctioned for the violations suffered by Mr.
Ul and Mr. Coicue.
49. The
State's duty to investigate and prosecute persons responsible for human rights
abuses is not breached "merely because the investigation does not produce a
satisfactory result."[25]
However, the investigation "must be undertaken in a serious manner
and not as a mere formality preordained to be ineffective."[26]
50. In its
July 12, 1990 decision to close the proceedings, the disciplinary tribunal
stated that it had been unable to obtain the complete names of the soldiers
allegedly involved in the incidents and that it had also been impossible to
obtain information regarding the participation of those soldiers in the military
operations carried out in December of 1986.
Finally, the tribunal noted that it had not been able to locate the
implicated soldiers.
51. However,
there exists no indication on the record that Colombian disciplinary or other
authorities carried out a serious investigation to identify the persons
responsible and locate those persons, despite the fact that the two victims
provided specific last names of Army officials allegedly involved in their
detention and mistreatment.[27]
The disciplinary investigation seems to have been limited largely to
interviews with the affected persons and with the local judicial police
inspector who initially investigated the case.
The State has provided no information indicating that further
investigative procedures were carried out to determine the responsibility of the
persons named by the victims and to locate those persons or to otherwise
identify the persons responsible for the violations committed.
52. In its
decision to close the proceedings, the disciplinary tribunal further found that
insufficient evidence existed regarding the mistreatment of Mr. Ul and Mr.
Coicue denounced in the disciplinary proceeding.
Specifically, the tribunal makes reference to the medical certificate
issued in December of 1987, indicating that the physician who examined Mr. Ul
did not find any scars or other signs of mistreatment.
53. However,
as the Commission noted above, it was extremely unlikely that a physician would
find scars or other signs proving the mistreatment described by Mr. Ul when the
physical examination was conducted more than one year after the fact.
The medical examination was not carried out at an earlier date, because
the authorities charged with investigating the case did not order the
examination until almost one year after the events. If the medical examination was considered to constitute
important evidence, the authorities investigating the case should have ordered
the examination within a reasonable time after the events occurred.
The negligence of State agents in carrying out the examination until long
after it could provide useful results effectively deprived the victims of
probative evidence which was treated as crucial in the disciplinary case.
As a result, the victims were denied access to judicial protection and to
an effective remedy, in violation of Articles 8 and 25 of the Convention.
54. This analysis of the
proceedings carried out by the State demonstrates that State agents failed to
act with sufficient diligence to investigate, identify and sanction the
violations involved in this case and to provide access to legal recourse.
The Commission observes, as a final matter, that the State has not
provided monetary or other compensation to the family members of the victims.
IV. CONSIDERATIONS
IN RESPECT OF THE ACTIONS TAKEN SINCE
ADOPTION OF THE ARTICLE 50 REPORT
A.
Procedure after the adoption of the Article 50 Report
55. The
Commission examined this case during its 97º Regular Session.
On September 30, 1997, pursuant to Article 50 of the Convention, it
adopted Report 27/97, which concluded that the Colombian State was responsible
for violations of the Convention, including violations of the right to humane
treatment (Article 5), to personal liberty (Article 7), and to justice (Articles
8 and 25), in conjunction with a violation of Article 1(1).
The Commission recommended that the State adopt specific measures to
resolve the situation.
56. Report
27/97 was sent to the Colombian State on October 28, 1997, with a request to the
State to inform the Commission as to the measures taken to remedy the situation,
in line with the recommendations made. The
State was given a two-month period to respond.
The petitioners were notified of the adoption of the report in a note of
the same date.
57. On
December 30, 1997, the Commission received a note from the State requesting an
extension of time for the filing of its response.
By note dated December 31, 1997, the Commission granted an extension of
time of 30 days. On February 9,
1998, the Commission received the State's response to Report 27/97, which was
dated February 4, 1998. The
Commission wishes to express its concern regarding the late filing of the
State's response. The State failed to respond in a timely manner despite having
received from the Commission a total period of three months to provide
information regarding compliance with the report adopted in accordance with
Article 50 of the Convention.
B.
The State's Arguments Regarding the Commission's Admissibility
Decision
1.
Procedural Objections
58. The
State first questions the Commission's statement, in Report 27/97, that it is
"not clear that the State has raised serious and timely objections to
admissibility in this case." The
State suggests that, beginning with its first response, the State implicitly
raised a preliminary objection on the grounds of failure to exhaust domestic
remedies by providing information regarding domestic proceedings.
The State further suggests that it is inappropriate to invoke the Court's
holding in Velásquez Rodríguez in this case to suggest that the objection was
not made "at an early stage of the proceedings." The State argues that there exists a lack of clarity in this
case regarding the appropriate time period for raising an objection on the
grounds of failure to exhaust domestic remedies.
59. The Commission notes
that, despite finding that it was not clear that the State had raised serious
and timely objections to admissibility, the Commission nonetheless proceeded to
analyze the various requirements for admitting a petition, including the
requirement of exhaustion of domestic remedies.
The procedural question raised by the State thus had no effect on the
outcome of the case.
60. The
Commission further notes, however, that the State must make clear that it is
raising an objection to admissibility, on exhaustion grounds, in order for the
Commission to consider that objection. Information
regarding activities in and the status of domestic proceedings is an important
element of an objection based on the exhaustion requirement. However, to object to admissibility on exhaustion grounds,
the State also must explain which adequate remedies have not been exhausted so
that the Commission may analyze the alleged shortcomings of the petitioner on
this point.[28]
It is not sufficient simply to provide information regarding domestic
proceedings. It must be made clear
that the State considers that those or some of those domestic proceedings are
adequate and are required to be exhausted.
The State must also, of course, explain its reasons for sustaining this
position, so that the Commission may analyze those arguments.
61. The
Commission also considers that any interpretation of the Court's jurisprudence
would lead to the conclusion that the objection raised four years after this
case was opened and after the State had responded on three prior occasions to
the Commission would not constitute a timely objection raised at an early stage
of the proceedings. The Commission
thus considers that it properly applied the language in the Velásquez Rodríguez
case regarding the waiver of admissibility objections not raised in a timely
manner.
2.
Substantive Objections
62. The
State next questions the substance of the Commission's decision on admissibility
regarding the requirement of exhaustion of domestic remedies.
The State suggests that the Commission has erroneously disqualified the
disciplinary and contentious-administrative proceedings as possible effective
domestic remedies which must be exhausted.
The State argues that the Commission has failed to recognize the
integrated nature and the effectiveness of those two proceedings in Colombia.
63. The
Commission considers that the State's objection is not applicable in this case,
at least as it applies to the Commission's valuation of the disciplinary
proceeding. The Commission did not
reject that proceeding as a possible remedy in this case.
The Commission simply found, as regards that proceeding, that it had been
exhausted to the extent possible. The
Commission further found that, even if it had not concluded that the
disciplinary proceeding had been exhausted, it would have held that the undue
delay in the resolution of that proceeding would constitute an exception to any
exhaustion requirement.
64. The
Commission did find that the contentious-administrative proceeding would not
constitute an adequate remedy and thus need not be exhausted.
The Commission continues to hold that, in cases involving human rights
violations, the possibility for monetary compensation alone provided by the
contentious-administrative proceeding is generally not an adequate remedy.
The contentious-administrative proceeding thus need not be exhausted
before the Commission may admit and decide the case.
C.
State Compliance with the Commission's Recommendations
1.
Investigation and Sanction
65. In
relation to the Commission's recommendation regarding the investigation of the
case and the sanction of those responsible for committing the violations, the
State announced that it would be impossible at this point to carry out a
criminal or disciplinary investigation. The
Commission recognizes that prior final decisions or the passage of time may
limit the sphere of possible action which a State enjoys in repairing a human
rights violation through domestic criminal or other formal proceedings.
However, the Commission also considers that monetary compensation,
provided either through a contentious-administrative proceeding or through the
application of Law 288, is not generally sufficient in a case which would have
required a serious investigation and the sanction of those responsible for
committing human rights violations.
66. The
State should seek legal measures, which may be carried out in conformity with
the law, which would allow for the sanction of those responsible.
At a minimum, the State should find a means of carrying out a serious,
impartial and complete investigation of the events.[29]
This investigation should end in an official report, adopted by the
State, which sets forth an accurate version of the events.
67. The
Commission finds that the State has failed to comply with its recommendation
regarding the investigation of this case and the sanction of those responsible
for committing the human rights violations denounced therein.
The State has not provided any satisfactory explanation for its failure
to comply with the recommendation of the Commission.
2.
Reparation
68. As to
the recommendation regarding the reparation of the violations, the State has
provided important information. The
State has notified the Commission that the Government and the petitioners are
collaborating to develop an educational project to benefit the Paez indigenous
community. The plan would include
several educational workshops on human rights.
The Commission recognizes the importance of this project. If the project is carried out in a serious manner, it will
constitute a valuable means of providing reparation to the community for the
human rights violations committed against two of its members.
69. The
State also informed the Commission that it will submit this case to the
Committee of Ministers created by Law 288 to execute internally the Commission's
recommendation that monetary compensation be provided to the victims.
The Commission notes once again that the Colombian state has taken an
important step in adopting and applying Law 288 in cases decided by the
Commission so as to allow for the compensation of victims of human rights
violations.
70. The
Commission considers that the State has taken important steps to implement the
Commission's recommendation that the State make full reparation to the victims.
The Commission will continue to supervise the situation to ensure that
full compliance with the recommendation is achieved. Based on the foregoing:
THE INTER-AMERICAN COMMISSION ON HUMAN RIGHTS, CONCLUDES:
71. That the
Colombian State is responsible for violations of the rights of Mr. Ul and Mr.
Coicue to humane treatment (Article 5), personal liberty (Article 7), access to
justice (Articles 8 and 25) and failed to uphold its obligations established in
Article 1 of the Convention. RECOMMENDS:
72. That the
Colombian State undertake a serious, impartial and effective investigation of
the events so that the circumstances of the violations found may be fully
detailed in an officially sanctioned account and so that all of the individuals
against whom there exist indicia of responsibility for the violations may be
submitted to the appropriate judicial processes and may be sanctioned, where
appropriate.
73. That the
Colombian State adopt measures to make full reparation for the violations found,
including providing adequate and fair monetary and other compensation to the
victims.
VII. PUBLICATION
74. In
conformity with Article 51(1) and (2) of the American Convention, the Commission
sent Report No. 4/98, adopted in the present case, to the Colombian State on
February 23, 1988. The Commission
granted the State a one-month period to adopt the necessary measures to comply
with the foregoing recommendations and to resolve the situation under analysis.
75. The
Commission received the response of the Colombian State to Report No. 4/98 on
March 25, 1998. The State attached to its communication the proposal for the
education project to benefit the Paez Community, which was previously referenced
in Report No. 4/98.
76. The
Colombian State does not provide, in its response, new information regarding the
adoption of measures in order to comply with the recommendations of the
Commission.
77. The
State notes, in its response, that it hope to apply Law 288 in this case to
allow the State to provide monetary compensation to the victims.
However, when the one-month period for compliance with the
recommendations expired and also when the Commission took its decision regarding
publication, the State still had not taken the necessary initial step for the
application of Law 288, consisting in the issuance of a favorable opinion
regarding the application of the law by the Committee of Ministers established
pursuant to the law.
VIII. FINAL
ANALYSIS AND CONCLUSIONS
78. For
these reasons, the Commission decides that the State has not taken all of the
appropriate measures to comply with the recommendations set forth in this
report.
79. Based on
the foregoing and pursuant to Article 51(3) of the American Convention and
Article 48 of the Commission's Regulations, the Commission decides to reiterate
the conclusions and recommendations contained in Report No. 4/98.
The Commission further decides to make public this report and to include
it in the Commission's Annual Report to the General Assembly of the OAS. [
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*
Commissioner Alvaro Tirado Mejía, a Colombian national, did not
participate in the consideration and vote on this report, pursuant to
Article 19(2)(a) of the Commission's Regulations.
[1]
I/A Court H.R., Velásquez Rodríguez Case, Judgment of June 26,
1987, Preliminary Objections, par. 88; see also I/A Court H.R., Neira
Alegría Case, Judgment of December 11, 1991, Preliminary Objections, par.
30 (citing Velásquez Rodríguez, par. 88).
[2]
See, e.g., I/A Comm. H.R., Report No. 30/88 (Peru), September
14, 1988, Annual Report of the Inter-American Commission on Human Rights
1988-1989; I/A Comm. H.R., Report No. 33/88 (Peru), September 14, 1988,
Annual Report of the Inter-American Commission on Human Rights 1988-1989.
[3]
Id.
[4]
See Neira Alegría et al. Case, Preliminary Objections,
Judgment of December 11, 1991, par. 30 (indicating that the Government bears
the burden of proof on this question and may waive an objection on these
grounds).
[5]
The Office of the Procurator General ("Procuraduría General de
la Nación"), an oversight body of the Colombian State that operates
within the Public Ministry ("Ministerio Público"), has
jurisdiction to adopt disciplinary decisions against State agents.
Constitution of Colombia, arts. 275, 277.
[6]
The contentious-administrative jurisdiction is instituted by the
Constitution to try administrative disputes and litigation arising from the
acts of public agents and entities. It
is a legal proceeding by which Colombian citizens can seek compensation for
the violation of a right by State agents.
Constitution of Colombia, art. 237; Contentious Administrative Code,
art. 82.
[7]
See Decision of the Delegate Procurator for the Military, July
12, 1990, Bogotá.
[8]
Velásquez Rodríguez Case, Judgment of July 29, 1988, par. 64.
[9]
See, e.g., I/A Comm. H.R., Report No. 15/95 (Colombia),
September 13, 1995, Annual Report of the Inter-American Commission on Human
Rights 1995, OEA/Ser.L/V/II.91, Doc. 7 rev., February 28, 1996, at p. 71.
[10]
Id.
[11]
See Declaration of Ceferino Ul before local government
officials ("Personería Municipal") for Toribio, Cauca, September
30, 1987; Declaration of Leonel Coicue before local government officials
("Personería Municipal") for Toribio, Cauca, September 30, 1987.
[12]
See Decision of the Delegate Procurator for the Military, July
12, 1990, Bogotá.
[13]
See Declaration of Mario Pavi, judicial police inspector for
San Francisco, before local government officials ("Personería
Municipal") for Toribio, Cauca, October 30, 1987.
[14]
See Declaration of Ceferino Ul before local government
officials ("Personería Municipal") for Toribio, Cauca, September
30, 1987; Declaration of Ceferino Ul before the Visiting Attorney for the
Sectional Office of the Procurator General for Santander de Quilichao, Cauca,
September 7, 1988.
[15]
See Declaration of Leonel Coicue before local government
officials ("Personería Municipal") for Toribio, Cauca, September
30, 1987.
[16]
See State Response dated October 1, 1991; Decision of the
Delegate Procurator for the Military, July 12, 1990, Bogotá.
The Commission notes that the record before this body does not
contain a copy of the medical report, despite the fact that the Commission
specifically requested that the State provide that document on March 22,
1989.
[17]
Declaration of Ceferino Ul before local government officials ("Personería
Municipal") for Toribio, Cauca, September 30, 1987.
[18]
Declaration of Leonel Coicue before local government officials
("Personería Municipal") for Toribio, Cauca, September 30, 1987.
[19]
Declaration of Mario Pavi, judicial police inspector for San
Francisco, before local government officials ("Personería
Municipal") for Toribio, Cauca, October 30, 1987.
[20]
See Inter-American Convention to Prevent and Punish Torture,
art. 2 (providing a definition of torture).
[21]
See Response of the State of September 5, 1988.
[22]
Velásquez Rodríguez Case, Judgment of July 29, 1988, pars. 169,
170.
[23]
Id., par. 166.
[24]
See Declaration of Mario Pavi, judicial police inspector for
San Francisco, before local government officials for Toribio, Cauca, October
30, 1987.
[25]
Velásquez Rodríguez Case, Judgment of July 29, 1988, par. 177.
[26]
Id.
[27]
In a communication dated June 19, 1997, the Commission requested that
the State provide information regarding the measures which were taken to
investigate and locate the members of the Colombian Army named by the
victims. The State has not yet
provided any information on this point.
[28]
I/A Court H.R., Velásquez Rodríguez Case, Preliminary Objections,
Judgment of June 26, 1987, par. 88.
[29]
See, e.g., Velásquez Rodríguez Case, Judgment of July 29,
1988, par. 181. |